Cuneo Gilbert & LaDuca LLP

First Regional Bancorp Securities Litigation

We represent investors who have brought a securities fraud class action against against certain former officers and directors of First Regional Bancorp, and its banking subsidiary, First Regional Bank. Read more.

DJSP Enterprises Securities Litigation

We represent investors who have brought a securities fraud class action against against DJSP Enterprises, Inc. and certain officers. Read more.

NASD-NYSE Merger - Proxy Solicitations

Standard Investment Chartered, Inc. v. National Associate of Securities Dealers, No. 07 Civ. 2014 (SWK) (U.S. District Court for the Southern District of New York)

We are currently representing a member of the National Association of Securities Dealers (NASD) in a class action suit challenging certain aspects of the proposed consolidation of the NASD's and New York Stock Exchange's regulatory functions.

Drawing on various state corporate and common law theories, the complaint alleges that the defendants obtained the NASD members' vote in support of the consolidation through an unlawful proxy statement. At issue, among other things, is the treatment of approximately $1.5 billion of NASD members' equity. On May 1, 2009, the district court dismissed the case on the grounds that the NASD is immune from suit, and this decision is now on appeal.

Amerivet Securities Inc. v. Financial Industry Regulatory Authority, Inc.

We also represent a FINRA member in litigation seeking access, under Delaware law, to the books and records of FINRA. Amerivet seeks access to these records to investigate allegations of possible corporate wrongdoing and mismanagement at FINRA. Pertinent documents from the litigation appear below:

For additional information, please contact Jonathan W. Cuneo.

Securities Fraud and Corporate Governance

More on Securities Fraud and Corporate Governance